§ 400.4747 |
Issuance of regulations; employment of legal counsel |
§ 500.4701 |
Definitions |
§ 500.4703 |
Conflict between provision of act and provision of chapter; chapter as controlling; sections applicable to SPFCs; exemption |
§ 500.4705 |
Limited certificate of authority to transact insurance or reinsurance; transaction of business by SPFC; limitation; requirements; submission of documents to commissioner; contents; liability of director; submission of documents to office of attorney gener |
§ 500.4707 |
SPFC; establishment; form of organization; documents; limitation; adoption of name; applicability of certain provisions in carrying out transactions; state residency; privileges and provisions applicable to limited liability company; corporate powers |
§ 500.4709 |
Minimum initial capitalization; additional capitalization; maintenance of deposits |
§ 500.4711 |
SPFC; insuring or reinsuring risks insured or reinsured by counterparty; contract for assumption of risk or indemnification of loss; related and incidental contracts; submission of actuarial opinion |
§ 500.4713 |
Protected cells; creation and use by SPFC; written approval of commissioner; possession of minimum capitalization; fraudulent purpose not inferred |
§ 500.4715 |
Protected cell; consideration as separate person; purposes; distinct name or designation; subject to orders of court; service of process; contract with third party advisor or manager; recourse by creditors; availability of assets; attachment of security i |
§ 500.4717 |
Issuance of SPFC securities |
§ 500.4719 |
Asset management agreements |
§ 500.4721 |
SPFC contracts; agreements with affiliated companies and third parties; contents of contract; withdrawal of assets or income from trust and transfer to SPFC; approval from counterparty |
§ 500.4723 |
Insurance securitization; not considered as insurance producers or brokers |
§ 500.4725 |
SPFC; duty to ensure contracts fulfill certain requirements |
§ 500.4727 |
Creation of trust to hold assets of SPFC |
§ 500.4729 |
Declaration and payment of dividends prohibited; exception; limitation; sufficiency of assets; provisions |
§ 500.4731 |
Plan of operation; changes; filing of audited financial statements; inquiries by commissioner; filing of statement of operations; reports; preservation of books, records, documents, accounts, and vouchers; authority of securities commissioner |
§ 500.4732 |
Activities requiring notice to commissioner |
§ 500.4733 |
Captive insurance company examination; expenses and charges; payment; fee |
§ 500.4734 |
Confidentiality requirements; exception |
§ 500.4735 |
Cessation of business; suspension or revocation of limited certificate of authority; violations; penalties; notice |
§ 500.4741 |
Administrative supervision, conservation, rehabilitation, receivership, and liquidation of insurers |
§ 500.4745 |
Contested case brought by third party; suspension, revocation, or modification of limited certificate of authority |