N.Y. General Business Law 339-E – Hypothecation of customer’s securities
Current as of: 2023 | Check for updates
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Any person, firm, association or corporation engaged in the business of purchasing and selling as a broker or dealer stocks, bonds or other evidences of debt of corporations, companies or associations, who
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Terms Used In N.Y. General Business Law 339-E
- Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
- Lien: A claim against real or personal property in satisfaction of a debt.