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Virginia Code Title 13.1 > Chapter 5 - Securities Act

Virginia Code > Title 13.1 > Chapter 5 - Securities Act

^{Current as of: 2011}

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§ 13.1-501	Definitions
§ 13.1-502	Unlawful offers and sales
§ 13.1-503	Unlawful advice
§ 13.1-504	Registration
§ 13.1-504.1	Brokerage services of savings and loan associations, savings banks or service corporations of eithe...
§ 13.1-504.2	Broker-dealer services provided by credit unions; when registration not required
§ 13.1-505	Procedure for registration
§ 13.1-505.1	Post-registration provisions
§ 13.1-506	Revocation of registration
§ 13.1-507	Registration requirement; exemptions
§ 13.1-508	Registration by notification
§ 13.1-509	Registration by coordination
§ 13.1-510	Registration by qualification
§ 13.1-511	Effectiveness and reports
§ 13.1-512	Description unavailable
§ 13.1-513	Stop orders
§ 13.1-514	Exemptions
§ 13.1-514.1	Exemption of certain securities by order of Commission
§ 13.1-514.2	Primacy of Virginia law to be maintained
§ 13.1-515	Advertising
§ 13.1-516	Misleading filings
§ 13.1-517	Consent to service of process
§ 13.1-518	Investigations; confidentiality of information and documents
§ 13.1-518.1	Broker-dealers and investment advisors to file certain reports with Commission
§ 13.1-519	Injunctions
§ 13.1-520	Crimes
§ 13.1-520.1	Commission may transmit record or complaint to locality where violation occurred
§ 13.1-521	Violations punishable by the Commission
§ 13.1-522	Civil liabilities
§ 13.1-523	Rules and forms
§ 13.1-523.1	Commission authority to regulate securities and investment advisory activities
§ 13.1-524	Certain records of Commission available to public; admissibility of copies; destruction
§ 13.1-525	Official interpretations
§ 13.1-525.1	Fees to cover expense of regulation
§ 13.1-526	Transition
§ 13.1-527	Short title
§ 13.1-527.01	Severability clause
§ 13.1-527.1	Division created; duties
§ 13.1-527.2	Attorneys, employees and consultants
§ 13.1-527.3	Commission to provide technical assistance

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Securities

Virginia Code Title 13.1 > Chapter 5 - Securities Act

Virginia Code > Title 13.1 > Chapter 5 - Securities Act

Virginia Laws: Securities

U.S. Code Provisions: Securities

Federal Regulations: Securities