|
|
Sections |
| Article 1 |
Definitions |
44-1801 |
| Article 2 |
Administrative Personnel |
44-1811 – 44-1815 |
| Article 3 |
General Administrative Powers |
44-1821 – 44-1826 |
| Article 4 |
Sale of Securities |
44-1841 – 44-1850 |
| Article 5 |
Fees, Form of Consent to Service of Process and Securities Filings |
44-1861 – 44-1863 |
| Article 6 |
Registration of Securities by Description |
44-1871 – 44-1878 |
| Article 7 |
Registration of Securities by Qualification |
44-1891 – 44-1902 |
| Article 8 |
Denial, Revocation or Suspension of Securities by Registration |
44-1921 – 44-1924 |
| Article 9 |
Registration of Dealers and Salesmen |
44-1941 – 44-1950 |
| Article 10 |
Denial, Revocation or Suspension of Registration as Dealer or Salesman |
44-1961 – 44-1964 |
| Article 11 |
Hearings |
44-1971 – 44-1974 |
| Article 12 |
Appeals |
44-1981 |
| Article 13 |
Fraudulent Practices |
44-1991 – 44-2000 |
| Article 14 |
Civil Remedies and Liabilities |
44-2001 – 44-2005 |
| Article 15 |
Conservators and Receivers |
44-2011 – 44-2017 |
| Article 16 |
Enforcement |
44-2031 – 44-2042 |
| Article 17 |
Capital Markets |
44-2051 – 44-2056 |
| Article 18 |
Private Securities Litigation |
44-2081 – 44-2087 |
| Article 19 |
Audits |
44-2121 – 44-2126 |
