§ 46.1 Definitions
§ 46.2 Recordkeeping for pre-enactment swaps and transition swaps
§ 46.3 Data reporting for pre-enactment swaps and transition swaps
§ 46.4 Unique identifiers
§ 46.5 Determination of which counterparty must report
§ 46.6 Third-party facilitation of data reporting
§ 46.7 Reporting to a single swap data repository
§ 46.8 Data reporting for swaps in a swap asset class not accepted by any swap data repository
§ 46.9 Voluntary supplemental reporting
§ 46.10 v2 Required data standards
§ 46.11 Reporting of errors and omissions in previously reported data

Terms Used In 17 CFR Part 46 - Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

  • Discovery: Lawyers' examination, before trial, of facts and documents in possession of the opponents to help the lawyers prepare for trial.
  • Executor: A male person named in a will to carry out the decedent
  • Guardian: A person legally empowered and charged with the duty of taking care of and managing the property of another person who because of age, intellect, or health, is incapable of managing his (her) own affairs.
  • Interest rate: The amount paid by a borrower to a lender in exchange for the use of the lender's money for a certain period of time. Interest is paid on loans or on debt instruments, such as notes or bonds, either at regular intervals or as part of a lump sum payment when the issue matures. Source: OCC
  • Lease: A contract transferring the use of property or occupancy of land, space, structures, or equipment in consideration of a payment (e.g., rent). Source: OCC
  • Lien: A claim against real or personal property in satisfaction of a debt.
  • Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
  • Public law: A public bill or joint resolution that has passed both chambers and been enacted into law. Public laws have general applicability nationwide.
  • Remainder: An interest in property that takes effect in the future at a specified time or after the occurrence of some event, such as the death of a life tenant.
  • Settlement: Parties to a lawsuit resolve their difference without having a trial. Settlements often involve the payment of compensation by one party in satisfaction of the other party's claims.
  • Statute: A law passed by a legislature.