§ 17400 The commissioner may from time to time make, amend, and rescind the …
§ 17402 No person subject to this division or any officer thereof shall …
§ 17403 (a) No person subject to this division shall issue, circulate, …
§ 17403.1 No person subject to this division shall describe as an escrow, …
§ 17403.2 (a) No person subject to this division shall solicit or accept …
§ 17403.3 (a) At the time of execution a copy of each escrow instruction …
§ 17403.4 All written escrow instructions and all escrow instructions …
§ 17403.5 (a) All records required by this chapter may be retained by an …
§ 17404 Every person subject to this division shall keep and use in its …
§ 17405 (a) The business, accounts and records of every person …
§ 17405.1 The cost of every inspection and examination of a licensee or other …
§ 17406 (a) Each licensee shall submit to the commissioner, at the …
§ 17406.1 (a) Whenever the reports and financial statements required …
§ 17408 (a) If any person subject to this division fails to make any …
§ 17409 (a) All moneys deposited in escrow to be delivered upon the …
§ 17409.1 (a) Each person subject to this chapter shall maintain separate …
§ 17410 (a) Escrow or trust funds are not subject to enforcement of a …
§ 17411 No person shall knowingly keep or cause to be kept any funds or money …
§ 17411.1 “Trust funds” or “escrow accounts” as used in Sections 17409, 17410, …
§ 17414 (a) It is a violation for any person subject to this division or …
§ 17414.1 (a) Any person who has been convicted of or pleaded nolo …
§ 17414.2 (a) In response to any written request by an escrow agent or by …
§ 17415 (a) If the commissioner, as a result of any examination or from …
§ 17416 Whenever in the opinion of the commissioner any person, except as …
§ 17419 On and after January 1, 1992, any person seeking employment with an …
§ 17420 Except for the normal compensation of his own employees, it shall be …
§ 17421 Notwithstanding the provisions of Section 17420, a disbursal, other …
§ 17421.5 (a) Notwithstanding Section 17420, a licensee may charge a fee …
§ 17422 A joint control agent, unless acting pursuant to written instructions …
§ 17423 (a) The commissioner may, after appropriate notice and …
§ 17423.1 (a) (1) Whenever the commissioner takes any enforcement or …
§ 17424 (a) For any licensee, a disciplinary action taken by the State …
§ 17425 Any person subject to this division or any director, stockholder, …

Terms Used In California Codes > Financial Code > Division 6 > Chapter 3

  • Bankruptcy: Refers to statutes and judicial proceedings involving persons or businesses that cannot pay their debts and seek the assistance of the court in getting a fresh start. Under the protection of the bankruptcy court, debtors may discharge their debts, perhaps by paying a portion of each debt. Bankruptcy judges preside over these proceedings.
  • board: means any entity listed in Section 101, the entities referred to in Sections 1000 and 3600, the State Bar, the Bureau of Real Estate, and any other state agency that issues a license, certificate, or registration authorizing a person to engage in a business or profession. See California Education Code 17352
  • County: includes city and county. See California Education Code 18556
  • Decedent: A deceased person.
  • Department: means the Department of Food and Agriculture. See California Education Code 19959
  • Embezzlement: In most states, embezzlement is defined as theft/larceny of assets (money or property) by a person in a position of trust or responsibility over those assets. Embezzlement typically occurs in the employment and corporate settings. Source: OCC
  • Escheat: Reversion of real or personal property to the state when 1) a person dies without leaving a will and has no heirs, or 2) when the property (such as a bank account) has been inactive for a certain period of time. Source: OCC
  • escrow agent: as used in this division includes joint control agents and Internet escrow agents. See California Government Code 25831
  • Forgery: The fraudulent signing or alteration of another's name to an instrument such as a deed, mortgage, or check. The intent of the forgery is to deceive or defraud. Source: OCC
  • Indictment: The formal charge issued by a grand jury stating that there is enough evidence that the defendant committed the crime to justify having a trial; it is used primarily for felonies.
  • Nolo contendere: No contest-has the same effect as a plea of guilty, as far as the criminal sentence is concerned, but may not be considered as an admission of guilt for any other purpose.
  • Oath: includes affirmation. See California Education Code 17324
  • Oversight: Committee review of the activities of a Federal agency or program.
  • Person: includes any person, firm, partnership, association, corporation, company, limited liability company, syndicate, estate, trust, business trust, or organization of any kind. See California Education Code 18561
  • Plea: In a criminal case, the defendant's statement pleading "guilty" or "not guilty" in answer to the charges, a declaration made in open court.
  • Probation: A sentencing alternative to imprisonment in which the court releases convicted defendants under supervision as long as certain conditions are observed.
  • Restitution: The court-ordered payment of money by the defendant to the victim for damages caused by the criminal action.
  • Secretary: means the Secretary of Food and Agriculture. See California Education Code 19961
  • Subdivision: means a subdivision of the section in which that term occurs unless some other section is expressly mentioned. See California Education Code 19970
  • Trust account: A general term that covers all types of accounts in a trust department, such as estates, guardianships, and agencies. Source: OCC
  • Venue: The geographical location in which a case is tried.
  • Verdict: The decision of a petit jury or a judge.
  • Writing: includes any form of recorded message capable of comprehension by ordinary visual means. See California Education Code 18535