| § 440.8101 |
Uniform commercial code–investment securities; cited as |
| § 440.8102 |
Definitions |
| § 440.8103 |
Share or equity interest as security; “investment company security” defined; interest in partnership or limited liability company as security or financial asset; writing; option or similar obligation issued by clearing corporation as financial asset; comm |
| § 440.8104 |
Security or interest in security; financial asset; security entitlement; acquisition; placing security or financial asset in possession of another person |
| § 440.8105 |
Notice of adverse claim |
| § 440.8106 |
Certificated security in bearer form; certificated security in registered form; uncertificated security; security entitlement; control; agreement by issuer or securities intermediary |
| § 440.8107 |
Appropriate person defined; effectiveness of indorsement, instruction, or entitlement order |
| § 440.8108 |
Warranty to purchaser |
| § 440.8109 |
Warranty to securities intermediary |
| § 440.8110 |
Jurisdiction |
| § 440.8111 |
Rule adopted by clearing corporation; effect |
| § 440.8112 |
Reaching interest of debtor |
| § 440.8113 |
Sale or purchase of security; enforcement of contract or contract modification |
| § 440.8114 |
Action on certificated security against issuer; rules |
| § 440.8115 |
Transferring or dealing with financial asset; liability of securities intermediary, broker, or agent |
| § 440.8116 |
Securities intermediary as purchaser for value of financial asset; acquisition of security entitlement for value |
