Terms Used In CFR > Title 33 > Chapter I > Subchapter J > Part 117 > Subpart B > Tennessee

• Complaint: A written statement by the plaintiff stating the wrongs allegedly committed by the defendant.
• material: when used to qualify a requirement for the furnishing of information as to any subject, limits the information required to those matters to which there is a substantial likelihood that a reasonable investor would attach importance in determining whether to buy or sell the securities registered. See 17 CFR 240.12b-2
• Oversight: Committee review of the activities of a Federal agency or program.
• registrant: means an issuer of securities with respect to which a registration statement or report is to be filed. See 17 CFR 240.12b-2
• statement: when used with reference to registration pursuant to section 12 of the act, includes both an application for registration of securities on a national securities exchange pursuant to section 12(b) of the act and a registration statement filed pursuant to section 12(g) of the act. See 17 CFR 240.12b-2