| (3) |
| (a) |
If upon inspection or investigation, the division determines that a person has violated Subsection 58-63-501(1), (2), (4), or (5) or any rule made or order issued under those subsections, and that disciplinary action is warranted, the director or the director’s designee within the division shall promptly issue a citation to the person and:
| (i) |
attempt to negotiate a stipulated settlement; or |
|
| (b) |
| (i) |
The division may fine a person who violates Subsection 58-63-501(1), (2), (4), or (5), as evidenced by an uncontested citation, a stipulated settlement, or a finding of a violation in an adjudicative proceeding held under Subsection (3)(a)(ii), or order the person to cease and desist from the violation, or do both. |
| (ii) |
Except for a cease and desist order, the division may not impose the licensure sanctions listed in Section 58-63-401 through the issuance of a citation under this section. |
|
| (c) |
The written citation shall:
| (i) |
describe the nature of the violation, including a reference to the allegedly violated statute, rule, or order; |
| (ii) |
state the recipient must notify the division in writing within 20 calendar days of issuance of the citation if the recipient wants to contest the citation at the adjudicative proceeding referred to in Subsection (3)(a)(ii); and |
| (iii) |
explain the consequences of failure to timely contest the citation or to make payment of a fine assessed under the citation with the time specified in the citation. |
|
| (d) |
| (i) |
The division may serve a citation issued under this section, or a copy of the citation, upon an individual who is subject to service of a summons under the Utah Rules of Civil Procedure. |
| (ii) |
| (A) |
The division may serve the individual personally or serve the individual’s agent. |
| (B) |
The division may serve the summons by a division investigator, by a person designated by the director, or by mail. |
|
|
| (e) |
| (i) |
If within 20 days from the service of a citation the person to whom the citation was issued fails to request a hearing to contest the citation, the citation becomes the final order of the division and is not subject to further agency review. |
| (ii) |
The division may grant an extension of the 20-day period for cause. |
|
| (f) |
The division may refuse to issue or renew, suspend, revoke, or place on probation the license of a licensee who fails to comply with a citation after it becomes final. |
| (g) |
The division may not issue a citation for an alleged violation under this section after the expiration of one year following the date on which the violation that is the subject of the citation is reported to the division. |
| (h) |
The director or the director’s designee may assess fines under this section as follows:
| (i) |
for a first offense under Subsection (3)(a), a fine of up to $1,000; |
| (ii) |
for a second offense under Subsection (3)(a), a fine of up to $2,000; and |
| (iii) |
for a subsequent offense under Subsection (3)(a), a fine of up to $2,000 for each day of continued violation. |
|
| (i) |
| (i) |
For purposes of issuing a final order under this section and assessing a fine under Subsection (3)(h), an offense is a second or subsequent offense if:
| (A) |
the division previously issued a final order determining that a person committed a first or second offense in violation of Subsection 58-63-501(1) or (4); or |
| (B) |
| (I) |
the division initiated an action for a first or second offense; |
| (II) |
no final order has been issued by the division in an action initiated under Subsection (3)(i)(i)(B)(I); |
| (III) |
the division determines during an investigation that occurred after the initiation of the action under Subsection (3)(i)(i)(B)(I) that the person committed a second or subsequent violation of Subsection 58-63-501(1) or (4); and |
| (IV) |
after determining that the person committed a second or subsequent offense under Subsection (3)(i)(i)(B)(III), the division issues a final order on the action initiated under Subsection (3)(i)(i)(B)(I). |
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| (ii) |
In issuing a final order for a second or subsequent offense under Subsection (3)(i)(i), the division shall comply with the requirements of this section. |
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