Florida Regulations 5E-3.018: Enforcement and Penalties
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(1) Florida Statutes § 580.051(5), authorizes the department to assess a penalty in the amount of $100 per violation against the violator for the distribution of commercial feed without labeling as required under Florida Statutes § 580.051(1) The assessment of a penalty shall be imposed where no labeling is furnished or where labeling of a feed product containing a drug does not show the word “”Medicated”” in the brand name.
(2) All penalties assessed under Florida Statutes § 580.131, must be paid to the consumer within 60 days from the date of notice by the department to the registrant.
When payment has been made in full to the consumer, the registrant must notify the department in writing at the Florida Department of Agriculture and Consumer Services, Bureau of Licensing and Enforcement, 3125 Conner Boulevard, Building 8, Tallahassee, Florida 32399-1650 of the form of the payment using the form entitled “”Notice of Deficiency Payment”” FDACS 13255, Rev. (05/19), which is hereby adopted and incorporated by reference in this rule and is available online at https://www.flrules.org/Gateway/reference.asp?No=Ref-11186.
(3) Sampling Penalties:
(a) Enforcement. Florida Statutes § 580.121(1), authorizes the department to impose an administrative penalty against any person who violates a provision of Florida Statutes Chapter 580 or Fl. Admin. Code Chapter 5E-3 The following are requirements of sampling as outlined in Florida Statutes § 580.091 and Fl. Admin. Code R. 5E-3.003, for which an administrative penalty will be imposed:
1. Failure to submit a minimum of one (1) sample by the end of the first quarter (September 30th) of each fiscal year as required by subsection 5E-3.003(4), F.A.C. will result in the issuance of a warning letter. Failure to submit a minimum of one (1) sample by the end of the first quarter for two consecutive years will result in an administrative fine in the amount of $250.00.
2. Failure to submit any samples for a given Fiscal Year (July 1 – June 30), including the first quarter sample as required in subsection 5E-3.003(4), F.A.C., will result in a Stop-Sale as described in Section 580.111. F.S., and administrative fine as described in Fl. Admin. Code R. 5E-3.018(3)(b) The department shall release the commercial feed or feedstuff when the provisions and rules have been complied with and all adinistrative fines have peen paid in full.
3. Further refusal to submit samples for the second consecutive fiscal year will result in increased fines, as outlined in Fl. Admin. Code R. 5E-3.018(3)(b), not to exceed $1,000 per violation and suspension of the feed master registration. As authorized in Florida Statutes § 580.111, a suspension will incur a stop-sale of the products distributed by that registrant until such a time that all provisions and rules have been complied with and all administrative fines have been paid in full.
4. Failure to meet all requirements of sampling as outlined in Fl. Admin. Code R. 5E-3.003, including submission of any number of samples less than what is required under Fl. Admin. Code R. 5E-3.003, for a consecutive three (3) year period will result in increased fines as outlined in Fl. Admin. Code R. 5E-3.018(3)(b), not to exceed $1,000 per violation and a suspension of the feed master registration. As authorized in Florida Statutes § 580.111, a suspension will incur a stop-sale of the products distributed by that registrant until such time that all provisions and rules have been complied with and all administrative fines have been paid in full.
5. Distribution of products while under suspension and/or failure to comply with a final order issued by the department will result in revocation of the feed master registration.
(b) Sampling Fine Calculations. The fine calculations for failure to perform the feed sampling requirements in Florida Statutes § 580.091(2) and subsection 5E-3.003(4), F.A.C., are determined by compliance history and the average estimated cost of the tests not performed:
First year of non-compliance
2.0 x the Cost of Tests not Performed = Fine Amount not to exceed $1000 per sample violation
Second consecutive year of non-compliance
4.0 x the Cost of Tests not Performed = Fine Amount not to exceed $1000 per sample violation
Third consecutive year of non-compliance
6.0 x the Cost of Tests not Performed = Fine Amount not to exceed $1000 per sample violation and suspension of feed master registration for up to 6 months.
The average estimated cost of each test is as follows:
1. Protein, Fat and Fiber (PFF) – $44.00
2. Aflatoxin – $41.00
3. Vomitoxin – $50.00
4. Fumonisin – $64.00
(4) Tonnage Reporting Enforcement. Florida Statutes § 580.121(1), authorizes the department to impose an administrative penalty against any person who violates a provision of Florida Statutes Chapter 580, or Fl. Admin. Code Chapter 5E-3 The following are requirements of tonnage reporting as outlined in Section 580.041(1)(c)3., F.S. and Fl. Admin. Code R. 5E-3.020, for which an administrative penalty will be imposed.
(a) Failure to submit tonnage reports as outlined in Fl. Admin. Code R. 5E-3.020, within 30 days of the end of the first quarter will result in the issuance of a notice of non-compliance. Failure to submit a tonnage report within five (5) consecutive days after receipt of the notice of non-compliance shall result in the issuance of a warning letter.
(b) Failure to submit tonnage reports as outlined in Fl. Admin. Code R. 5E-3.020, for two (2) quarters within a three (3) year compliance period, shall result in the issuance of an administrative fine in the amount of $250.
(c) Failure to submit tonnage reports as outlined in Fl. Admin. Code R. 5E-3.020, for any three (3) quarters within a three (3) year compliance period, shall result in a Stop-Sale as described in Florida Statutes § 580.111, and the issuance of an administrative fine in the amount of $500. The Stop-Sale shall remain in effect until such a time that all administrative fines have been paid in full and delinquent tonnage has been submitted.
(d) Distribution of products while under Stop-Sale shall result in revocation of the feed master registration.
(5) Notice of Noncompliance. Any department investigation or inspection which reveals minor violations of this rule chapter in which the department determines that the violator was unaware of the rule or unclear as to how to comply with it will result in the issuance of a notice of noncompliance as the department’s first response to the minor violation. The following violations shall result in the issuance of a notice of noncompliance:
(a) Failure to comply with subsection 5E-3.018(2), F.A.C.
(b) Failure to comply with paragraphs 5E-3.003(3)(a)-(c), F.A.C.
(c) Failure to comply with subsection 5E-3.020(1), F.A.C.
(6) Warning Letters. After failure to comply with a notice of noncompliance, a warning letter shall be issued for any violations classified in this rule as minor violations. A warning letter may be issued for any first-time major violation.
(7) Major violations. Major violations are all violations other than those classified as minor violations.
(8) Fines. For major violations or repeat minor violations, the Department may issue a warning letter or impose an administrative fine not to exceed $1,000 per violation plus any other penalty allowed by the law including suspension or revocation of the feed master registration. When imposing a fine, the Department will consider the degree and extent of harm or potential harm, that was or could have been caused by the violation, whether the violation was committed willfully, the compliance history of the violator, and the scope of the violation.
(9) Fine Guide. FINE GUIDE = (A(B+C+D+E))$50. This guide shall apply for each violation for which a fine is imposed with the exception of those violations addressed in subsections 5E-3.003(3) and (4), F.A.C., relating to feed sampling and tonnage reporting. The maximum fine is $1,000 per violation. The terms and values used in the fine guide calculation shall be:
1. DEGREE AND EXTENT OF HARM
A = Animal, Human and Environmental Hazards
1 No animal, human or environmental effects identified,
2 Possibility, probability, or potential for harm existed, or
3 Any harm to animals, humans or the environment.
B = Level of financial harm to the consumer that is created by the violation
1 Unknown or under $1,000,
2 $1,000 or over and under $5,000, or
3 $5,000 or over.
2. WHETHER THE VIOLATION WAS COMMITTED WILLFULLY
C = Whether the violation was committed willfully.
1 No evidence or insufficient evidence of willful intent by the violator, or
3 Evidence of willful intent by the violator.
3. COMPLIANCE RECORD OF THE VIOLATOR
D = Compliance record of the violator
0 No prior actions
1 One prior action dissimilar to the current violation.
2 Two or more prior actions dissimilar to current violation.
3 Previous action for the same or similar violation or previously fined for a different violation, or
4 Previous action for the same or similar violation.
4. SCOPE OF THE VIOLATION
E = The scope of the violation and/or distribution of the violative product(s)
1 Very limited distribution, quantity or limited purchasers; violation is limited to a single lot.
2 Distribution is limited to a specific region of the state; violations are limited to one or two products; quantity of product distributed is small (<50 ton distributed); small number of animals effected. 3 Distribution is statewide and/or impacts other states; violations are seen in multiple products across multiple lots; quantity of products distributed is large (>50 tons effected), or
4 Distribution is unlimited, potentially nationwide.
Rulemaking Authority Florida Statutes § 570.07(23), 580.036(2) FS. Law Implemented 120.695, 570.971, 580.051, 580.065, 580.091, 580.111, 580.121, 580.131 FS. History-New 3-4-87, Amended 3-31-93, 6-1-95, 11-14-01, 10-13-19.
Terms Used In Florida Regulations 5E-3.018
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- Fiscal year: The fiscal year is the accounting period for the government. For the federal government, this begins on October 1 and ends on September 30. The fiscal year is designated by the calendar year in which it ends; for example, fiscal year 2006 begins on October 1, 2005 and ends on September 30, 2006.
When payment has been made in full to the consumer, the registrant must notify the department in writing at the Florida Department of Agriculture and Consumer Services, Bureau of Licensing and Enforcement, 3125 Conner Boulevard, Building 8, Tallahassee, Florida 32399-1650 of the form of the payment using the form entitled “”Notice of Deficiency Payment”” FDACS 13255, Rev. (05/19), which is hereby adopted and incorporated by reference in this rule and is available online at https://www.flrules.org/Gateway/reference.asp?No=Ref-11186.
(3) Sampling Penalties:
(a) Enforcement. Florida Statutes § 580.121(1), authorizes the department to impose an administrative penalty against any person who violates a provision of Florida Statutes Chapter 580 or Fl. Admin. Code Chapter 5E-3 The following are requirements of sampling as outlined in Florida Statutes § 580.091 and Fl. Admin. Code R. 5E-3.003, for which an administrative penalty will be imposed:
1. Failure to submit a minimum of one (1) sample by the end of the first quarter (September 30th) of each fiscal year as required by subsection 5E-3.003(4), F.A.C. will result in the issuance of a warning letter. Failure to submit a minimum of one (1) sample by the end of the first quarter for two consecutive years will result in an administrative fine in the amount of $250.00.
2. Failure to submit any samples for a given Fiscal Year (July 1 – June 30), including the first quarter sample as required in subsection 5E-3.003(4), F.A.C., will result in a Stop-Sale as described in Section 580.111. F.S., and administrative fine as described in Fl. Admin. Code R. 5E-3.018(3)(b) The department shall release the commercial feed or feedstuff when the provisions and rules have been complied with and all adinistrative fines have peen paid in full.
3. Further refusal to submit samples for the second consecutive fiscal year will result in increased fines, as outlined in Fl. Admin. Code R. 5E-3.018(3)(b), not to exceed $1,000 per violation and suspension of the feed master registration. As authorized in Florida Statutes § 580.111, a suspension will incur a stop-sale of the products distributed by that registrant until such a time that all provisions and rules have been complied with and all administrative fines have been paid in full.
4. Failure to meet all requirements of sampling as outlined in Fl. Admin. Code R. 5E-3.003, including submission of any number of samples less than what is required under Fl. Admin. Code R. 5E-3.003, for a consecutive three (3) year period will result in increased fines as outlined in Fl. Admin. Code R. 5E-3.018(3)(b), not to exceed $1,000 per violation and a suspension of the feed master registration. As authorized in Florida Statutes § 580.111, a suspension will incur a stop-sale of the products distributed by that registrant until such time that all provisions and rules have been complied with and all administrative fines have been paid in full.
5. Distribution of products while under suspension and/or failure to comply with a final order issued by the department will result in revocation of the feed master registration.
(b) Sampling Fine Calculations. The fine calculations for failure to perform the feed sampling requirements in Florida Statutes § 580.091(2) and subsection 5E-3.003(4), F.A.C., are determined by compliance history and the average estimated cost of the tests not performed:
First year of non-compliance
2.0 x the Cost of Tests not Performed = Fine Amount not to exceed $1000 per sample violation
Second consecutive year of non-compliance
4.0 x the Cost of Tests not Performed = Fine Amount not to exceed $1000 per sample violation
Third consecutive year of non-compliance
6.0 x the Cost of Tests not Performed = Fine Amount not to exceed $1000 per sample violation and suspension of feed master registration for up to 6 months.
The average estimated cost of each test is as follows:
1. Protein, Fat and Fiber (PFF) – $44.00
2. Aflatoxin – $41.00
3. Vomitoxin – $50.00
4. Fumonisin – $64.00
(4) Tonnage Reporting Enforcement. Florida Statutes § 580.121(1), authorizes the department to impose an administrative penalty against any person who violates a provision of Florida Statutes Chapter 580, or Fl. Admin. Code Chapter 5E-3 The following are requirements of tonnage reporting as outlined in Section 580.041(1)(c)3., F.S. and Fl. Admin. Code R. 5E-3.020, for which an administrative penalty will be imposed.
(a) Failure to submit tonnage reports as outlined in Fl. Admin. Code R. 5E-3.020, within 30 days of the end of the first quarter will result in the issuance of a notice of non-compliance. Failure to submit a tonnage report within five (5) consecutive days after receipt of the notice of non-compliance shall result in the issuance of a warning letter.
(b) Failure to submit tonnage reports as outlined in Fl. Admin. Code R. 5E-3.020, for two (2) quarters within a three (3) year compliance period, shall result in the issuance of an administrative fine in the amount of $250.
(c) Failure to submit tonnage reports as outlined in Fl. Admin. Code R. 5E-3.020, for any three (3) quarters within a three (3) year compliance period, shall result in a Stop-Sale as described in Florida Statutes § 580.111, and the issuance of an administrative fine in the amount of $500. The Stop-Sale shall remain in effect until such a time that all administrative fines have been paid in full and delinquent tonnage has been submitted.
(d) Distribution of products while under Stop-Sale shall result in revocation of the feed master registration.
(5) Notice of Noncompliance. Any department investigation or inspection which reveals minor violations of this rule chapter in which the department determines that the violator was unaware of the rule or unclear as to how to comply with it will result in the issuance of a notice of noncompliance as the department’s first response to the minor violation. The following violations shall result in the issuance of a notice of noncompliance:
(a) Failure to comply with subsection 5E-3.018(2), F.A.C.
(b) Failure to comply with paragraphs 5E-3.003(3)(a)-(c), F.A.C.
(c) Failure to comply with subsection 5E-3.020(1), F.A.C.
(6) Warning Letters. After failure to comply with a notice of noncompliance, a warning letter shall be issued for any violations classified in this rule as minor violations. A warning letter may be issued for any first-time major violation.
(7) Major violations. Major violations are all violations other than those classified as minor violations.
(8) Fines. For major violations or repeat minor violations, the Department may issue a warning letter or impose an administrative fine not to exceed $1,000 per violation plus any other penalty allowed by the law including suspension or revocation of the feed master registration. When imposing a fine, the Department will consider the degree and extent of harm or potential harm, that was or could have been caused by the violation, whether the violation was committed willfully, the compliance history of the violator, and the scope of the violation.
(9) Fine Guide. FINE GUIDE = (A(B+C+D+E))$50. This guide shall apply for each violation for which a fine is imposed with the exception of those violations addressed in subsections 5E-3.003(3) and (4), F.A.C., relating to feed sampling and tonnage reporting. The maximum fine is $1,000 per violation. The terms and values used in the fine guide calculation shall be:
1. DEGREE AND EXTENT OF HARM
A = Animal, Human and Environmental Hazards
1 No animal, human or environmental effects identified,
2 Possibility, probability, or potential for harm existed, or
3 Any harm to animals, humans or the environment.
B = Level of financial harm to the consumer that is created by the violation
1 Unknown or under $1,000,
2 $1,000 or over and under $5,000, or
3 $5,000 or over.
2. WHETHER THE VIOLATION WAS COMMITTED WILLFULLY
C = Whether the violation was committed willfully.
1 No evidence or insufficient evidence of willful intent by the violator, or
3 Evidence of willful intent by the violator.
3. COMPLIANCE RECORD OF THE VIOLATOR
D = Compliance record of the violator
0 No prior actions
1 One prior action dissimilar to the current violation.
2 Two or more prior actions dissimilar to current violation.
3 Previous action for the same or similar violation or previously fined for a different violation, or
4 Previous action for the same or similar violation.
4. SCOPE OF THE VIOLATION
E = The scope of the violation and/or distribution of the violative product(s)
1 Very limited distribution, quantity or limited purchasers; violation is limited to a single lot.
2 Distribution is limited to a specific region of the state; violations are limited to one or two products; quantity of product distributed is small (<50 ton distributed); small number of animals effected. 3 Distribution is statewide and/or impacts other states; violations are seen in multiple products across multiple lots; quantity of products distributed is large (>50 tons effected), or
4 Distribution is unlimited, potentially nationwide.
Rulemaking Authority Florida Statutes § 570.07(23), 580.036(2) FS. Law Implemented 120.695, 570.971, 580.051, 580.065, 580.091, 580.111, 580.121, 580.131 FS. History-New 3-4-87, Amended 3-31-93, 6-1-95, 11-14-01, 10-13-19.